Mediation Rules, & Procedures of
Jim Bidwell, Inc. (JBI)

in effect January 1, 1995 © 

Table of Contents

I.         Agreement of Parties to Submit Matters to Confidential      Mediation

II.        Initiation & Commencement of Mediation

III.       Selection and Appointment of Mediator

IV.       The Role of the Mediator

V.         Date, Time & Place of Mediation

VI.       Submission of Statements, Documents and Other Materials

VII.      The Duties and Obligations of the Mediator and the Mediation Session

VIII.     Privacy and Confidentiality

IX.        Representation

X.          Role of the Mediator in Other Proceedings

XI.         Closure of the Mediation Proceeding

XII.        Exemption from Liability

XIII.       Fees, Expenses & Deposits 

 

I. Agreement of Parties to Submit Matters to Confidential Mediation/Conciliation/Facilitation

a) Whenever, by contract or special agreement, parties decide to settle dispute/s under the JBI Mediation Rules, these rules shall apply.

b) Any dispute or any issue related to the dispute, including procedural issues, may be submitted for mediation with the agreement of all parties upon the execution of a written submission agreement.

c) The parties may agree to exclude or vary any of these rules at any time.

II. Initiation & Commencement of Mediation

a) A party to a dispute initiates mediation by advising the other party, in writing, briefly identifying the nature of the dispute. If there is no provision for mediation in the contract, the claimant may invite the other party to agree to mediation.

b) The receiving party shall reply within fifteen (15) days from the date sent or within such period of time as specified in the invitation.

c) The parties to an existing dispute or controversy may initiate a mediation proceeding by: (1) submitting a fully executed Submission to ADR form to JBI which includes the names, addresses, telephone numbers of all parties and counsel involved in the dispute or controversy and which describes the nature of the dispute and the remedy(s), relief sought; or (2) submitting a letter agreement or written stipulation to JBI which contains all of the above-referenced information. If no previous agreement to submit a matter to mediation exists, a party or parties may request that JBI invite the voluntary participation in a mediation proceeding of the other party(s). As a neutral ADR administrator, JBI will contact all relevant parties to educate them about the mediation process and seek their voluntary participation. JBI may also convene a meeting of the parties in order to provide a forum for the exploration of applicable procedures and the creation of an appropriate submission agreement.

III. Selection & Appointment of Mediator

The parties agree to Mr. James K. Bidwell of JBI as Mediator in the matter at dispute.

IV. The Role of the Mediator

a) The mediator shall act in an independent, neutral and impartial manner to assist the parties in reaching an amicable settlement of the dispute.

b) The mediator shall be guided by principles of objectivity, fairness and justice.

c) The mediator shall not be liable for any act or omission arising from his/her role as mediator.

V.  Date, Time and Place of Mediation

a) Unless otherwise agreed, the mediation shall be held in the City of Akron or Cleveland, Ohio at a convenient location agreeable to the mediator and the parties.

b) The date, time and place for the first hearing and all subsequent hearings, if any, shall be determined by the mediator in consultation with the parties.

c) The mediator, the parties and their representatives may meet in person or by telephone conference call at the mediator's discretion, in joint sessions or in separate caucuses. E-mail and other forms of communication are appropriate and encouraged

VI. Submission of Statements, Documents and Other Materials

 a) At least ten days prior to the first scheduled mediation session, the parties shall exchange and submit to the mediator written summaries describing the nature of the dispute and identifying the issues to be resolved.

b) The mediator may request either or each party to submit further explanation of its position, supplemented by any documents or other information deemed appropriate.

VII. The Duties and Obligations of the Mediator and the Mediation Session

a) At the commencement of the mediation session, the parties shall make oral presentations explaining their positions.

b) The mediator may question the parties to clarify their positions.

c) The mediator shall, in separate caucuses, review the strengths and weaknesses of each party's contentions and make suggestions accordingly. However, any information supplied by a party to the mediator on a confidential basis shall not be disclosed to the other party without advance agreement of the party furnishing the information.

d) The mediator shall have no authority to impose a settlement, to issue decisions, enforce discovery, or impose conditions or settlement terms on the parties, but shall act as a neutral and impartial facilitator to help the parties narrow their differences and reach a resolution of their dispute.

e) If requested by the parties, the mediator may at any stage of the proceedings offer settlement proposals with discretion to provide or not provide reasons therefor.

f) No formal record or transcript of the mediation shall be made.

g) The primary function of the Mediator is to help the parties reach a mutually acceptable resolution of their dispute. In order to accomplish this objective, Mediators may conduct joint sessions and private caucuses with some or all of the parties. Mediators may also make recommendations to the parties about possible settlement terms; however, the Mediator's recommendations are advisory in nature and are not binding upon the parties.

VIII. Privacy and Confidentiality

The parties and the mediator agree not to disclose, transmit, introduce or otherwise use opinions, suggestions, proposals, offers, or admissions obtained or disclosed during the proceedings by the parties or the mediator as evidence in any lawsuit, arbitration or other proceeding, unless authorized in writing by all parties to the mediation or compelled by law. The fact that a mediation has occurred or is continuing shall not be considered confidential.

The process of mediation is by its nature a private proceeding. JBI and the neutral(s) appointed by JBI are obligated at all times to maintain the privacy of (a) the nature of and parties to a dispute, (b) the status of any ongoing ADR proceedings, and (c) the terms of settlement, if any, that were or may be reached in the mediation.

Persons having a direct interest in the mediation proceeding may attend joint and private mediation sessions (only those private sessions that are specifically designated by the Mediator). Any other person or persons who wish to attend and/or participate in the mediation proceeding may do so only with the express permission of all of the other parties and with the authorization of the Mediator.

IX. Representation

The parties have the right to be represented by counsel, but each party shall have present an individual with decision-making authority to discuss, negotiate and conclude a settlement. The parties may appear pro se if they so choose but may seek counsel at any time during the mediation.

X. Role of the Mediator in Other Proceedings

The mediator shall not transmit or otherwise disclose confidential information provided by one party to any other unless specifically authorized in writing by the party providing the confidential information.

XI. Closure of the Mediation Proceeding

a) Mediation is voluntary and any party may withdraw from the proceedings at any time prior to the execution of a written settlement agreement by giving written notice to the mediator and the other parties.

b) Any settlement reached in the mediation will not be legally binding until it has been reduced to writing and signed by the parties.

c) The parties and/or the Mediator may close the mediation proceedings as follows: (1) the parties agree to the terms of and sign a binding and enforceable settlement agreement, or (2) the parties enter into and the appointed neutral signs a Stipulated Award of Arbitrator, or (3) the Mediator declares that an impasse exists, or (4) one or more of the parties withdraws from the mediation proceeding and the remaining parties elect not to proceed, or (5) one or more of the parties is stayed from proceeding in mediation by an order from an appropriate court, and the remaining parties elect not to proceed.

XII. Exemption from Liability

Neither Jim Bidwell, Inc., Inc. nor the JBI appointed neutral are necessary parties to any arbitral, judicial or administrative proceeding which arises from or relates to the mediation proceeding or the parties thereto. By agreeing to these Rules, Procedures and Protocols, the parties acknowledge that neither JBI nor the JBI appointed neutral is or shall be liable for any act or omission that occurs in relation to the administration and/or conduct of the mediation proceeding under these Rules, Procedures and Protocols.

 XIII. Fees, Expenses & Deposits 

JBI and the JBI appointed neutral will charge a single negotiated hourly or daily fee on each case. In order to assure the highest degree of objectivity and independence, JBI will negotiate and administer all arrangements for compensation between the parties and the JBI Neutral. The JBI/neutral hourly or daily fee covers the compensation of the neutral as well as all other costs normally associated with the administration and conduct of an ADR proceeding (e.g. hearing room charges, case administration expenses, phone and fax charges, etc.) Out-pocket-expenses incurred by the JBI neutral in the course of the mediation proceeding (e.g. transportation, lodging, meals, etc.) will be borne equally by the parties unless all parties agree to a different allocation.

JBI will require each party to submit in advance of the proceeding a deposit for the anticipated JBI/neutral fees and expenses. All funds deposited with JBI are held in trust. JBI is responsible for issuing payment(s) to the neutral(s) and any refunds which may due to the parties at the conclusion of the case.

JBI and the appointed neutral reserve the right to suspend services at any time due to insufficient deposits or non-payment.

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Jim Bidwell, Inc.

2827 8th Street

Cuyahoga Falls, Ohio 44221

Telephone:  330-923-6817

FAX: 330-923-8947

Email: jim@jimbidwell.net